Compliance Management in Financial Industries: A Model-based Business Process and Reporting Perspective (SpringerBriefs in Information Systems)
暫譯: 金融業的合規管理:基於模型的商業流程與報告視角 (SpringerBriefs in Information Systems)

Mathias Eggert

  • 出版商: Springer
  • 出版日期: 2014-01-21
  • 售價: $2,460
  • 貴賓價: 9.5$2,337
  • 語言: 英文
  • 頁數: 96
  • 裝訂: Paperback
  • ISBN: 3319039121
  • ISBN-13: 9783319039121
  • 海外代購書籍(需單獨結帳)

商品描述

Since the peak of the world financial crisis in 2008, compliance management has gained more and more interest from practice and research. In particular the financial service industry is strongly regulated and has to follow specific laws, standards and guidelines. Considering the steadily increasing number of legal requirements in the design of information systems is a challenge to financial service providers. This book investigates the challenges of compliance management in financial industries and provides solutions for a compliant design of information models. From a business process perspective, an approach is presented that enables the automatic checking of business process models. From a supervisory reporting perspective a modeling technique is presented that allows for modeling regulatory data warehouse requirements as well as its analysis. Besides these two perspectives the author provides insights into the perceived relationship of Information Systems and Law.

商品描述(中文翻譯)

自2008年全球金融危機高峰以來,合規管理在實務和研究中越來越受到關注。特別是金融服務行業受到嚴格監管,必須遵循特定的法律、標準和指導方針。考慮到在資訊系統設計中不斷增加的法律要求,對金融服務提供者來說是一項挑戰。本書探討了金融行業合規管理的挑戰,並提供了合規設計資訊模型的解決方案。從業務流程的角度,提出了一種能夠自動檢查業務流程模型的方法。從監管報告的角度,提出了一種建模技術,允許建模監管數據倉庫的需求及其分析。除了這兩個角度外,作者還提供了對資訊系統與法律之間感知關係的見解。